The Road Map to Implement Long-Term
Follow-up and Treatment in Newborn Screening
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Road Map to Implement Long-Term Follow-up
and Treatment in Newborn Screening
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For the Subcommittee on
Follow-up and Treatment of the Advisory
Committee on Heritable Disorders and Genetic
Diseases in Newborns and Children
A Meeting Summary
On this page:
I. Background
II. Purpose of the
Meeting
III. Introduction
of the White Paper
Overview of Draft White Paper Definition
and Goals
Draft White Paper Goals of LTFU
Models for LTFU
Draft White Paper Barriers to LTFU
White Paper Draft List of LTFU Participants
Initial Plenary Discussion of White Paper
IV. Small Group
Breakout and Summary Plenary Discussions
Definition and Goals of LTFU
The White Paper Model and its Relation
to Other Models
Treatment and Care Coordination
Role of the Family
Role of the Public Health Sector
Manpower Issues
Research
Financing
V. Plenary
Discussion
Affected Individuals: children and their
families with identified conditions (CFIC)
Primary Care Providers (PCPs)
Specialty and Subspecialty Providers
Public Health Agencies
VI. Next Steps and Wrap-Up
Appendix: List
of Participants
I. Background
The Children’s
Health Act of 2000 authorized expanded
research and services for a variety of
childhood health problems. Title XXVI
of the Children's Health Act of 2000,
"Screening for Heritable Disorders,"
established a program to improve the ability
of states to provide newborn and child
screening for heritable disorders. This
title enacted three sections of the Public
Health Service (PHS) Act: sections 1109,
1110, and 1111. Under the last section,
the Secretary of the U.S. Department of
Health and Human Services (HHS) was directed
to establish an Advisory Committee on
Heritable Disorders in Newborns and Children.
HHS expanded the Committee to include
genetic diseases and renamed the Committee
accordingly.
The Advisory Committee on Heritable
Disorders and Genetic Diseases in Newborns
and Children (ACHDGDNC) was established
to assist the Secretary of HHS by providing
(1) “advice and recommendations concerning
the grants and projects” authorized under
the Heritable Disorders Program and (2)
“technical information to develop policies
and priorities for this program that will
enhance the ability of the State and local
health agencies to provide for newborn
and child screening, counseling and health
care services for newborns and children
having or at risk for heritable disorders.”
Specifically, the Committee was charged
with advising and guiding the Secretary
on “the most appropriate application of
universal newborn screening tests, technologies,
policies, guidelines and programs for
effectively reducing morbidity and mortality
in newborns and children having or at
risk for heritable disorders.”
The ACHDGDNC began convening in 2004.
As part of the continuing effort to carry
out its charge, the National Newborn Screening
and Genetics Resource Center, together
with the Genetic Services Branch within
the Maternal and Child Health Bureau of
the Health Resources and Services Administration
(HRSA), organized and hosted a gathering
of experts in Bethesda, Maryland on April
18, 2007 to discuss developing and implementing
a system for long-term follow-up care
for children with health problems identified
through newborn screening.
II. Purpose
of the Meeting
R. Rodney Howell, M.D., Professor of
Pediatrics at the University of Miami
and Chair of the ACHDGDNC, opened the
meeting by pointing out that Long-term
Follow-up (LTFU) is the biggest challenge
in screening. Since most missed cases
result from inappropriate follow-up and
testing and mistaken diagnosis, only longitudinal
studies can provide a solution. He introduced
several of the themes that were elaborated
during the day. He referred to specific
programs in New England and in Region
4, the Southeast, that publish much information
on laboratory performance to make sure
all patients are reviewed, and to efforts
in California on data collection and new
computer systems, and he pointed to the
importance of local and regional initiatives
for the entire nation. Similarly, he introduced
the theme of research efforts in regional
collaborative networks and that of reimbursable
activities — also topics that were to
emerge in the day’s deliberations.
Coleen Boyle, Ph.D., Director of Birth
Defects and Developmental Disabilities,
CDC/CCHP/NCBDDD, addressed the working
group next, explaining that she is scheduled
to report on the outcome of today’s meeting
to the full Advisory Committee, the ACHDGDNC,
on May 17, 2007, along with the authors
of the White Paper. The charge for today’s
working group, is to provide guidance
on the White Paper, which was drafted
between mid-February and mid-April of
this year and is a preliminary attempt
intended to take a bird’s eye or even
higher aerial view of the subject. She
described the plan for the meeting: for
the morning, she charged the group to
use the draft White Paper as a framework
s to develop consensus on the definition,
goals and components (or elements) of
long-term follow-up of NBS. She indicated
that once that was achieved, the remainder
of the day would focus on the key participants
in LTFU and begin dialogue on their major
roles and responsibilities. She described
the process by which the Working Group
was created, pointing out that the working
group members come from various parts
of the country and bring to bear knowledge,
background, and experience relevant to
many aspects of the issue: they represent
various professions (e.g., medical specialists
in specific diseases, academic researchers,
developmental professionals, pediatricians,
clinical geneticists, health care attorneys)
and many different settings (e.g. professional
groups, health departments, foundations
and centers, regional advisory committees,
the Centers for Disease Control [CDC]
and the Genetic Services Branch of HRSA)
Individual introductions made clear the
professional and personal involvement
that members of the Workgroup have with
these issues.
III. Introduction
of the White Paper
Alex R. Kemper, M.D., M.P. H., M.S., Director,
Program on Pediatric Health Services Research,
Department of Pediatrics and Duke Clinical
Research Institute, Duke University, reviewed
the White Paper on behalf of himself and
his two co-authors: Stephen M. Downs,
M.D., M.S., Director, Children’s Health
Services Research, Indiana University
School of Medicine, and James Figge, M.D.,
M.B.A., Medical Director, Office of Health
Insurance Programs, New York State Department
of Health. Dr. Kemper said the draft represents
a collaborative effort that involved considerable
consultation but he emphasized the preliminary
nature of the document and underscored
that the ideas, comments, and criticisms
to emerge during the day would be welcome.
Overview of Draft White Paper Definition
and Goals Describing the authors’
collaborative, incremental approach, Dr.
Kemper outlined their specific objectives
in preparing the White Paper:
- Define LTFU, including its goals and
components (or elements).
- Develop a conceptual framework for
LTFU (“model”).
- Describe important barriers to LTFU.
- List participants in LTFU as a first
step towards future discussions of roles
and responsibilities for all who would
be involved.
- Deliver potential solutions. (He noted
that technology is a tool, not a solution,
and that it may be one of the easier
elements to deal with.)
He pointed out that LTFU is not easy,
and suggested that the overarching goal
of LTFU is to achieve the best possible
outcome for children and their families.
(The Working Group agreed and at various
times during the day indicated its wish
to see this point featured prominently
in the revised White Paper.)
He reviewed the initial draft of activities
involved in LTFU and suggested that the
process should extend from the moment
of diagnostic confirmation to death.
It was pointed out for the practical purpose
of this meeting that the White Paper and
this meeting was planned to consider LTFU
only to age 18, and he recognized this
is an arbitrary cutoff. (The working group
later expressed some challenges with the
categorical nature of this cutoff and
wished to include some more nuanced observations
about transitions during the entire lifespan.)
He reviewed the Draft White Paper “Goals
of LTFU” that were to be used as a starting
point for discussion of the Workgroup
in development of consensus on goals and
components (see later in meeting summary
for consensus).
Draft White Paper Goals of LTFU
The draft goals are three-fold:
(1) Access to care
(2) Care coordination (including
quality improvement)
(3) Expanding the evidence
base
Models for LTFU In reviewing some
models for LTFU, Dr. Kemper mentioned
the following:
- The medical home: a partnership approach
with families to provide health care
that is accessible, family-centered,
coordinated, comprehensive, continuous,
compassionate, and culturally effective.
- The Children’s Oncology Group (COG),
which provides a model for some but
not all of the LTFU process. He pointed
out that COG model does not address
treatment and therefore is not perfectly
applicable to this effort.
- The Chronic Care Model, a good one
for looking at various conditions and
one that illustrates the relationship
between the community and the health
care system writ large and how they
can work together to develop a supportive,
integrated community. The authors considered
this a fine general model but not one
for newborn screening, insofar as it
offered no clear role for public health,
which is subsumed into the health care
system. Dr. Kemper pointed out that
for newborn screening, the public health
component is very important (a view
shared by the working group, as later
discussions would demonstrate).
He offered the specific model in the
Draft White Paper as a framework for discussion.
Draft White Paper Barriers to
LTFU
Dr. Kemper reviewed some of the barriers
to LTFU, and suggested that some barriers
focus on the individual, others on the
condition, and others on the health care
system.
Some barriers involving the individual
are: (1) protection of privacy and
human subjects, (2) transitioning through
adulthood, (3) potential risks to insurability,
and (4) timely dissemination of information.
There are barriers involving the condition,
for example: (1) the heterogeneity of
conditions and (2) whether the condition
is phenotypic (determined by the description
of the physical and behavioral characteristics
of the organism) or genotypic (determined
by the description of the actual physical
material made up of DNA passed to the
child by its parents at the child’s conception).
There are barriers related to the
health care system:
- Varying infrastructure
- Variations in workforce capacity
- Lack of workforce preparedness
- Lack of consistency from state to
state
- Variation in users
- Lack of standards
- Lack of electronic health record (EHR)
interoperability
- Role of pharmaceutical/device manufacturers
(raising many proprietary issues)
- Differences in interest among stakeholders
(e.g., individuals, health departments,
companies)
White Paper Draft List of LTFU
Participants
Dr. Kemper reviewed an initial list
of the key participants including public
and private entities: Coalition For Informed
Choice (CFIC), primary care providers,
specialty care providers, local public
health agencies, state public health agencies,
private insurers, Medicare, Medicaid,
the State Children’s Health Insurance
Program (SCHIP), Regional Genetic and
Newborn Screening Services Collaboratives,
National Coordinating Center, National
Newborn Screening and Genetics Resource
Center, HRSA, the Agency for Healthcare
Research and Quality (AHRQ), the CDC,
the National Institutes of Health (NIH),
advocacy groups and other nonprofit organizations.
Initial Plenary Discussion of White
Paper Drs. Kemper and Boyle
opened the discussion of the Draft White
Paper. Dr. Kemper urged the group not
to be discouraged by the barriers, and
he and Dr. Boyle invited attendees to
begin the process to develop consensus
on goals and components (or elements)
of LTFU and also to begin to consider
potential models. The discussion began
with a plenary discussion, and Dr. Boyle
described plans for the breakout sessions,
and for the afternoon session in which
the workgroup would begin to consider
the list of participants.
The full working group’s initial responses
to the broad array of topics in the White
Paper served to introduce some of the
themes that the smaller breakout groups
would explore in greater depth later in
the day.
Two participants addressed the notion
of transitions. While acknowledging
that individuals over the age of 18 (or
possible 21) fall outside the purview
of this meeting (based on the charge of
the Advisory Committee to which this WG
reports), they felt it important to find
a way to include the full life span in
the logic model.
Others mentioned insurability and
financial implications as issues
that need attention. In this connection,
one participant suggested that it might
be helpful for the working group to focus
first on what needed to be done and to
address the cost implications at a later
time.
Six other points emerged from this discussion.
The White Paper should: (1) be clear that
LTFU includes treatment; (2) be clear
that LTFU includes expanding the evidence
basis; (3) avoid the use of terms that
lack definition or have competing definition;
(4) include the important role of the
public sector and the essential notion
of a public-private partnership; (5) explore
more fully some existing models (such
as COG and Cystic Fibrosis [CF]), especially
in connection with the involvement of
public health; and (6) remember to consider
legislation and the important factor of
public policy in moving the LTFU agenda
forward.
IV. Small Group Breakout and Summary
Plenary Discussions
The full working group broke into three
smaller groups, each meeting for two and
a quarter hours. Minutes of the nearly
seven hours of conversation contained
some specific page references and suggestions
for individual word changes and were forwarded
to the authors of the White Paper. What
follows is a summary of the group morning
conversations, afternoon presentations
to the full assembly, and plenary discussions
of key concepts and questions, organized
thematically.Definition and Goals
of LTFU
The attendees came to consensus on the
basic definition and goals of LTFU: To
achieve the best possible outcome for
children and their families.
In addition, the WG suggested:
- Begin the White Paper with a clear
statement of values.
- Define terms (such as “medical home”)
clearly. In the context of medical home,
include the idea that there will be
an intentional conversation about who
is taking responsibility and explore
the various different relationships
among the care providers, the family
and the community.
- Be cautious in use of terms that have
variable meaning. In particular there
was concern about the meaning of the
term “care coordination” and need to
define care coordination activities
separately from those of clinical treatment.
- Define outcome measures including
for those with proven disorders and
those with suspected disorders or false
positive screens, and consider criteria
for who should be followed (e.g. biochemical
diagnosis vs. phenotypic diagnosis).
In particular, outcome measures should
include:
- Quality evaluation/surveillance
(include tracking to make sure the
patients receive treatment)
- Clinical and public health research
including the collection of observational
data on the outcomes of therapy.
- The WG emphasized that clinical care/treatment
(including treatment specific to the
disorder and preventive care, health
promotion, disease prevention) is a
crucial element of LTFU.
- Care coordination including development
of a written management plan was identified
also as a critical element.
- Scope: focus on age 0 to 18 but include
the whole life span. LTFU must include
the major milestones (puberty, childbearing,
and the like). This concept of transitions
is important in LTFU. Health and
functional outcomes include transitioning
to the adult health care system. Furthermore,
making sure that a person can achieve
life goals and individual potential
extends beyond age 18. Current legislative
mandates put age limits on formula/foods,
setting a poor precedent. LTFU should
take a developmental lifespan perspective.
The White Paper Model and its Relation
to Other Models
- The paper should put more emphasis
on clinical care. More work is needed
on translating findings into what they
mean for treatment. The LTFU model should
make clear that improvement in care
is integral to LTFU.
- Consider to what extent LTFU for newborn
screening is different from that for
other children with special health care
needs. For example, there are genetic
ramifications for the family raising
the issue of voluntary vs. mandatory
screening.
- LTFU should put the patient, and not
the health outcomes, at the center.
- The LTFU model should be generic,
even though there is a need for evidence
based on specific diseases. A primary
care physician (PCP) would need a single,
generic model but it should not supplant
disease-specific guidelines, where they
exist.
- The LTFU model must include the public
health aspect: surveillance, data collection,
and integration with other databases
from the public health sector. And in
this context, the model should emphasize
the notion of partnership between
individual caregivers and public health
elements. This is not an issue unique
to newborn screening (it arises with
all chronic diseases) but this LTFU
project is an opportunity for the subcommittee
to emphasize the partnership between
the care delivery system and the public
health system and to develop a model
for an effective partnership.
- Acknowledge other models and do not
imply that this is an entirely new idea.
Make a greater effort to learn from
the COG and CF models.
- The LTFU model is a hybrid
model, combining the chronic care model
and the public health function.
- Because there is a need for a mechanism
to disseminate best practices, the feedback
loop — which would be a means of self-improvement
— should be built into the model.
- In terms of Continuous Quality Improvement
(CQI), explore what the Institute for
Healthcare Improvement and the National
Initiative for Healthcare Quality have
done.
- Generally speaking, include ethical,
legal, and social issues.
Treatment and Care Coordination
- Consider terminology. (Also see previous
summary of related discussion.) Attendees
discussed whether treatment should be
considered as part of care coordination
or should the category be called care
and care coordination, or perhaps care
and service coordination? Terminology
aside, the groups agreed that LTFU should
include treatment. Some attendees suggested
that care/treatment and care coordination
are not discrete notions, and that the
quality of care coordination may determine
the quality of care: it could be, for
example, that children in a state with
the best care coordination fare the
best.
- Models and systems must acknowledge
and address problems with access to
some services. For example, children
with some disorders are not considered
“disabled” for the purposes of Medicaid
and therefore do not have access to
early intervention and a social worker
who tracks them.
- The family needs a single point of
contact. The LTFU model must emphasize
a comprehensive focus for the clinical/medical
home, which needs to include developmental,
medical, mental health, and education/support
elements.
- Some discussants envisioned a personal
health record, Web-based and interoperable.
- This raised many issues, primarily:
who will maintain it and who will
have access to it? A current project
of the Research Triangle Institute
(with which Dr. Figge is familiar)
is addressing many of these issues.
- The matter of data standards is
important. There is a need for a shared
vocabulary and a mechanism for exchanging
the data. It is very difficult to
capture the data at the point of care.
It is quite easy to capture laboratory
data and relatively easy to capture
pharmaceutical data. Diagnostic data
need a common designation. This LTFU
project is an opportunity to work
on data standards and the issue of
who gets to see what and when. The
data elements must be compatible with
other systems. (In this connection,
Dr. Howell pointed out that the Secretary
of HHS is very interested in electronic
health records and is convening a
meeting on the subject.)
- Collection of data is important
for CQI.
- In the context of LTFU, perhaps the
United Kingdom’s “virtual centers” could
offer examples of how to proceed. The
UK has designated geographic areas over
which a physician is responsible even
if the physician does not deliver all
of the care.
- Should there be regional coordinating
centers? Disease specific? It was observed
that the coordinating center should
be developed on the basis of the uses
to which it is going to be put. For
a very rare disorder, a national database
might be preferable. For Quality Improvement,
a regional or local database may be
better. (Working group members frequently
expressed hesitation about national
databases, which can raise objections
from many quarters. Some said that a
national approach might be avoided if
there is agreement on data standards
and elements and on access.)
- The point was made that the LTFU model
for treatment and continued improvement
of treatment and care coordination should
try to find a way to include “hunches”
formed on the basis of anecdotal evidence,
an approach that has been driven out
of our current health care system. There
needs to be a way to take advantage
of the long-term experience of practitioners
by being attentive to those in the field,
capturing anecdotes, and trying to identify
patterns.
- Effective treatment and care coordination
depends on the extent to which the caregiver
has access to cutting edge developments.
- We may need a federal policy on establishing
access to medical centers which lie
outside the patient’s state or outside
the private insurance network of providers.
- Some other specific suggested strategies
for treatment and care coordination
were:
- The plans should be written.
- Develop templates for diseases;
these can then be personalized.
- Train and hire people to do care
coordination. The system should not
rely on the PCP, the specialist, or
a registered nurse. The task needs
a fulltime person.
- Care coordination should be across
systems and services and include community,
the medical system, and the public
and private sectors.
- Intervention should include school
systems.
- Data collection needs to track individuals
as they move geographically and through
systems.
- Treatment and care coordination
should encompass the entire lifespan.
Role of the Family
- LTFU must include active family involvement.
The perceptions of family members
can be important. Two centers with the
same protocol may differ in outcomes
based on the personal interaction between
provider and patient/family. The
experience of family members can
be important. Family members can become
the real experts in the medical condition.
- There is a need for provider training
on how to partner with families, which
— like so many other suggestions — has
financial implications.
- Family support groups and patient
advocacy groups can play a bigger role
in the partnership. (Parent groups were
instrumental in the progress made in
newborn screening.)
- Family involvement raises such matters
as the ability to pay and the constellation
of issues around genetics.
- Some problems related to the family
are: (1) language and culture, (2) family
location and mobility, (3) family priorities
connected to such concerns as employment
and transportation, and (4) the family’s
relationship to the PCP.
Role of the Public Health Sector
- Mandated screening ties LTFU into
the public health system (the state
public health agencies and the HRSA
Title V agencies). This makes it different
from the chronic care model.
- As included under the “Treatment and
Care Coordination” rubric above, the
important evaluation/surveillance component
of LTFU is a public health function,
because of the need to address related
funding, privacy, and genetic discrimination
issues. It is therefore perhaps in the
area of evaluation that public health
can play its greatest role.
- All newborn screening is under the
jurisdiction of the state. LTFU efforts
should have a national component. While
regional efforts could be a model for
framing national legislation, realism
dictates an awareness that sweeping
changes to our country’s health care
system are unlikely. Therefore, perhaps
the goal should be to enact similar
state-level legislation throughout the
country, mandating that some reporting
of data is fair game and addressing
privacy issues. (The federal government
offers examples of how to deal with
privacy issues.)
Manpower Issues
- Access to an adequate, capable workforce
is essential to providing good clinical
care. The term “access” is frequently
used in the context of needed financial
resources. In the context of LTFU, it
may mean getting to needed expertise.
- More skilled providers are needed.
There are not enough medical specialists
and other health care providers and
they are poorly distributed nationally.
In some cases there may be only one
expert in the country.
- Genetic specialists and counselors
play an important role, and more are
needed.
- The subspecialist cannot function
as the PCP and the PCP cannot function
as the prime care coordinator.
Research
- LTFU must contain the idea that care
improvement is an integral part of the
process, and much of care improvement
depends on research.
- There are various aspects to research:
(1) laboratory to bench to syringe,
(2) syringe to community, and (3) structural
research to determine which components
work best in the delivery of health
care.
- Research includes: (1) clinical trials
with new therapies and (2) collection
of observational data. The two are complementary
and provide a platform on which to build
new knowledge.
- If families perceive clinical studies
as part of treatment and not just research,
they will opt in. (Dr. Howell gave the
example of experience with Pompe Disease.)
- There is a need for evidence on which
to develop clinical guidelines. Because
many of the disorders are rare, we need
a national protocol to develop the guidelines.
There is a need to study long-term outcomes
of various treatments.
- We need to improve the evidence and
disseminate best practices. Currently
only a few people know the evidence;
we need a mechanism for dissemination.
Financing
- Financing cuts across almost all issues.
A new model is needed to support the
comprehensive, interdisciplinary team
approach and care coordination, with
state- and federal-level solutions.
The group’s documents must make clear
the financial implications of the needs
of LTFU.
- The White Paper may address the issues
of financing models. (An example of
one restriction is the refusal of Medicaid
and some insurance companies to pay
for a patient to see more than one health
care provider on a single visit.) If
the best approach to LTFU is multidisciplinary,
how can the team approach be financed?
- Our current system does not reimburse
a function that may be vitally important
to the family and that represents a
single contact who provides answers
to a variety of straightforward questions
such as: “May I have a new prescription?”
and “My child is vomiting; what should
I do?” Some states have solutions to
this and others do not. LTFU needs to
emphasize the need nationally.
- The current system does not pay for
self-management training.
- The current system pays for performing
procedures, not for such vital aspects
of care as explaining, discussing, hand-holding.
- At present, there is a skewed relationship
between institutions and other parts
of the system. The cost of providing
services is borne by institutions but
if there is a dire outcome, those costs
may be incurred by someone else altogether.
Incentives are crossed: the great financial
pressures on institutions make it difficult
for them to take a broader perspective
and consider economies to the system
as a whole rather than to the institution.
As things stand now, the cost of most
LTFU falls to referral institutions,
primarily universities. Even the diagnostic
confirmation is borne by these institutions.
They have a moral responsibility to
treat individuals but no way of recovering
costs.
- LTFU needs a coordinated team approach.
The smaller the team component, the
less able it is to carry the financial
burden of the piece of the coordinated
system which it has been assigned if
it cannot support that service with
its own budget.
- The group might consider developing
model legislation at the state level.
V. Plenary
Discussion
After the presentation of small group
reports, Alan R. Hinman, M.D., M.P.H,
Senior Public Health Scientist, Task Force
for Child Survival and Development, Public
Health Informatics Institute, facilitated
a general discussion. Dr. Hinman clarified
the objective of the discussion, which
was to develop, beginning with the Draft
White Paper list, the participants in
LTFU and to begin to explore the roles
and responsibilities of various players
with respect to the components of LTFU,
recognizing that — in the time available
— these listings could not be exhaustive.
The group then worked systematically to
begin to describe these roles and responsibilities,
as follows:
Affected Individuals: children and their
families with identified conditions (CFIC)
- CFIC should participate from the start
in planning and setting goals, sharing
in the decision making as a partner
although not, of course, as a professional
care provider.
- LTFU should include support from other
affected families. This could come from
an outside support group or through
a one-on-one relationship. It might
include advocacy groups and other nonprofit
organizations. Online support groups
are active and effective.
- A good model to follow is the patient’s
rights and responsibilities posting
in every hospital.
- CFIC have a responsibility to comply
with recommendations. Much education
and communication has to precede this.
Both sides need to demonstrate a willingness
to learn.
- CFIC have a role in advocacy. Can
this be called a responsibility? In
reality, they are the only players who
can really affect legislation.
- They have a responsibility to keep
their information current.
- They have a responsibility to provide
feedback.
Primary Care Providers (PCPs) The
PCP should:
- Become familiar with the disorders
of their patients, learning about the
social as well as medical impact of
the illness and situation.
- Be willing to understand and acknowledge
limitations.
- Offer (although not necessarily provide)
a medical home; there should be explicit
discussion with CFIC on this subject.
- Operate within the standards of care.
- Listen to CFIC and be responsive to
their needs.
- Assure that families have up-to-date
information about the condition.
- Be ready to provide referrals, as
appropriate, establishing a partnership
with a subspecialist in a two-way relationship,
and demonstrate a willingness to co-manage.
- Advocate for the patient, communicating
with insurance companies and other financing
entities in a timely way.
- Be willing to contribute to the knowledge
base.
- Sometimes have a role in enrolling
patients in clinical trials.
- Recognize their role in the newborn
screening program, responding to queries
from it and confirming that the family
has completed appropriate genetic counseling.
This is part of a coordinated written
plan (see next item).
- Establish and update a written care
plan. (An Individualized Family Service
Plan [IFSP] documents and guides the
early intervention process for children
with disabilities and their families.
It is the vehicle through which effective
early intervention is implemented in
accordance with Part C of the Individuals
with Disabilities Education Act [IDEA].)
- Explicitly identify the locus of care
coordination — in partnership with the
family, the specialist, and the state
health department — and participate
in the care coordination.
- Collaborate with the local community
hospital.
- Coordinate the transfer of care when
the patient moves and when the patient
transitions.
- Be familiar with emergency care plans,
which differ from written care plans.
- Assist in arranging for local delivery
of needed medications and/or care.
- Respond to CFIC, to specialists, and
to public health officials (by, for
example, participating in surveys).
Dr. Hinman underscored that some of the
items listed above can be repeated under
the rubric of roles and responsibilities
for specialists as well as for care coordinators.
Some group members asked how many of the
above-listed activities a PCP with a busy
practice could take on. They acknowledged
that where there are no subspecialists,
the PCP might need to take on more. Most
of the above-listed items describe the
elements of providing a good medical home.
Specialty and Subspecialty Providers
The items listed below are in addition
to the ones listed under the primary care
providers. In compiling them the group
introduced the concept of “consultant,”
pointing out that there are different
levels of consulting. Sometimes the consultant’s
contributions are ignored, but that is
by no means always the case.
The specialist or subspecialist should:
- From the start, participate as a partner
in overall care.
- Acknowledge the important substantive
role played by the PCP and the family.
- Communicate and respond to the PCP
in a courteous and timely way.
- Recognize the limitations of the PCP
in terms of time and resources and provide
support to the PCP.
- Provide leadership for developing
a care plan for the specific condition.
At a state level, the specialist or
subspecialist should keep PCPs informed.
(It was noted that in California, for
example, they have played a leading
role in developing public policy.)
- Continue to ensure that the patient
has a medical home (for example, finding
a PCP where there is none).
- Keep abreast of the current state
of knowledge.
- Assure that appropriate genetic services,
especially counseling, are provided.
- Acknowledge and accept a pivotal role
in education.
- Be willing to participate in regional
and national data collection and in
clinical trials.
- Be willing to serve as a consultant
to other care providers.
Public Health Agencies Members
of the working group commented that there
is a widespread lack of consensus about
the role of public health agencies in
supporting children and families faced
with these medical situations.
Public health agencies should:
- Provide reliable and timely newborn
screening.
- Understand outcomes in order to influence
services.
- Accept responsibility to assure short-
and long-term follow-up.
- Assure information systems that are
adequate for supporting LTFU and aggregating
data for inter-state comparison.
- Consider what goes to short-term follow-up
and what goes to long-term follow-up
and assure internal advocacy for necessary
LTFU.
- Play a role in the quality improvement
of LTFU.
- Disseminate information.
- Stay up-to-date on developments in
screening and provide ongoing education
to the public, to professionals, and
to policy makers.
- Educate the public about the importance
of LTFU.
- Participate in developing national
standards, definitions, and data elements
necessary for LTFU.
- Participate in care coordination and,
in some settings, provide the coordination.
(Responsibility for coordination may
vary from place to place. Multiple models
exist.)
- Support the PCP, specialists and subspecialists,
and care coordinators by providing,
among other things, technical assistance
and resource information.
- Partner with other programs and professionals
to ensure that LTFU is appropriate and
adequate.
- Communicate with families to determine
how their care is progressing. (This
can contribute to C QI.)
- Analyze and interpret data; evaluate
and monitor LTFU and, again, assure
the dissemination of information.
- Coordinate information on patient
and family decisions about participation.
- Educate health plans and health insurers
and advocate for appropriate coverage.
- Assure the free flow of information
among authorized health care providers.
- Recognize the regulatory force of
public health agencies.
Dr. Hinman, forced by the hour to conclude
the discussion, commended the working
group for its excellent work in beginning
to list the participants and begin to
consider the roles and responsibilities
of the various players in LTFU. He reviewed
several suggestions that emerged during
the deliberations: (1) explore a federal
mandate for surveillance and tracking,
(2) consider developing a model for state
or federal legislation to support the
care and delivery infrastructure, (3)
affirm that there should be some federal
standards for personal health records,
(4) define a standard of care that could
be a means of obtaining resources, and
(5) include genetics in Title V of the
Social Security Act, administered by HRSA.
(Title V has been amended many times over
the years to reflect the expansion of
the national interest in maternal and
child health.)
VI. Next Steps
and Wrap-Up
Drs. Boyle, Kemper, and Downs all concurred
that LTFU is very challenging. Drs. Kemper,
Downs, and Figge will now use the observations
and suggestions from members of the working
group to revise the White Paper. They
will circulate the revised draft to the
subcommittee and to working group members
to get their reaction. All this is to
be done before May 17, 2007, the day when
Dr. Boyle and the White Paper authors
are to report to the full Advisory Committee,
the ACHDGDNC.
In conclusion, workgroup participants
reiterated that the White Paper
should set a tone from the start by communicating
how the group feels about children and
families. Newborn screening is not just
a test. It is a broad enterprise, of which
LTFU is an essential part, and an enterprise
that involves many players who need to
work in partnership. Collaboration is
the name of the game.
Appendix: List of Participants
Participants
Javier Aceves, M.D.
Medical Director
Young Children's Health Center
University of New Mexico-Health Sciences
Center
306-A San Pablo S.E.
Albuquerque, NM 87108
Phone: (505) 272-4071
E-mail: aceves@salud.unm.edu
Carolyn Anderson, P.N.P, M.S.P.H.
Newborn Screening Follow-up Specialist
Minnesota Department of Health
Golden Rule Building, Suite 400
P.O. Box 64882
St. Paul, MN 55164-0882
Phone: (651) 201-3733
Fax: (615) 201-3590
Email: carolyn.anderson@health.state.mn.us
Susan A. Berry, M.D.
Department of Pediatrics
University of Minnesota
420 Delaware Street, SE MMC 75
Minneapolis, MN 55455
Phone: (612) 624-5965
Email: berry002@umn.edu
Coleen Boyle, Ph.D.
Director
Division of Birth Defects and
Developmental Disabilities
CDC/CCHP/NCBDDD
1600 Clifton Road, Mailstop E86
Atlanta, GA 30333
Phone: (404) 498-3907
Fax: (404) 498-3550
Email: cab3@cdc.gov
Lorraine Brown
Project Officer, Sickle Cell Disease
Treatment Demonstration Program
Genetics Services Branch DSCSHN
Maternal and Child Health Bureau
Health Resources and Services
Administration
5600 Fishers Lane, Room 18A-19
Rockville, MD 20857
Phone: (301) 443-1080
Fax: ( 301) 443-8604
Email: lbrown@hrsa.gov
Kathryn Camp, M.S., R.D., C.S.P.
Pediatric Nutritionist
Department of Pediatrics
Walter Reed Army Medical Center
Washington, DC 20307
Phone: (202) 782-1962
Fax: (202) 782-0740
Email: kathryn.camp@na.amedd.army.mil
Anne Marie Comeau, Ph.D.
Deputy Director
New England Newborn Screening Program
University of Massachusetts Medical School
305 South Street
Jamaica Plain, MA 02130
Phone: (617) 983-6300
Fax: (617) 522-2846
Email: anne.comeau@umassmed.edu
Sara Copeland, M.D.
Department of Pediatrics
University of Iowa Hospital and Clinics
200 Hawkins Drive, W133GH
Iowa City, IA 52242
Phone: (319) 356-7250
Fax: (319) 356-3347
Email: sara-copeland@uiowa.edu
Denise Dougherty, Ph.D.
Senior Advisor, Child Health
Agency for Healthcare Research and Quality
540 Gaither Road
Rockville, MD 20850
Phone: (301) 427-1868
Fax: (301) 427-1561
Email: ddougher@AHRQ.gov
Stephen M. Downs, M.D., M.S.
Director
Children's Health Services Research
Indiana University School of Medicine
699 West Drive, RR 330
Indianapolis, IN 46202
Phone: (317) 278-0552
Fax: (317) 278-0456
Email: stmdowns@iupui.edu
Lisa Feuchtbaum, Dr.P.H., M.P.H.
Research Scientist
Genetic Disease Branch
California Department of Health Services
850 Marina Bay Parkway, Room F175
Mail Stop-8200
Richmond, CA 94804
Phone: (510) 412-1455
Fax: (510) 412 -1560
Email: lfeuchtb@dhs.ca.gov
James Figge, M.D., M.B.A.
Medical Director
Office of Health Insurance Programs
New York State Department of Health
One Commerce Plaza, Suite 826
99 Washington Avenue
Albany, NY 12260
Phone: (518) 474-9138
Email: jjf06@health.state.ny.us
Denise Green, M.P.H.
Program Analyst
McKing Consulting Corporation
Centers for Disease Control and Prevention
National Center on Birth Defects and
Developmental Disabilities
Mailstop E88
1600 Clifton Road
Atlanta, GA 30333
Phone: (404) 498-3035
Email: dtg0@cdc.gov
Carol Greene, M.D.
Director, Pediatric Genetics Clinic
Co-Director Adult Genetics Clinic
University of Maryland School of Medicine
737 West Lombard Street, Room 199
Baltimore, MD 21201
Phone: (410) 328-3335
Email: cgreene@peds.umaryland.edu
Judith Hagopian, M.S.W., M.P.H
Director, Sickle Cell Disease Program
Genetic Services Branch DSCSHN
Maternal and Child Health Bureau
Health Resources and Services
Administration
5600 Fishers Lane, Room 18A-19
Rockville, MD 20857
Phone: (301) 443-1080
Fax: (301) 443-8604
Email: jhagopian@hrsa.gov
Harry Hannon, Ph.D.
Chief, Newborn Screening Branch
Centers for Disease Control & Prevention
Building 102
4770 Buford Highway, Ms F-43
Chamblee, GA 30341-3724
Phone: (770) 488-7967
Fax: (301) 443-8604
Email: hhannon@cdc.gov
Cary O. Harding, M.D.
Molecular and Medical Genetics
Oregon Health & Science University,
L-103
3181 Sam Jackson Park Road
Portland, OR 97239
Phone: (503) 494-7608
Fax: (503) 494-6886
Email: hardingc@ohsu.edu
Alan R Hinman, M.D., M.P.H.
Senior Public Health Scientist
Task Force for Child Survival and
Development
Public Health Informatics Institute
750 Commerce Drive, Suite 400
Decatur, GA 30030
Phone: (404) 633-8222
Email: ahinman@taskforce.org
Thomas H. Howard, M.D.
Director
Division of Pediatric Hematology /Oncology
The University of Alabama at Birmingham
1600 7th Avenue South, ACC 512
Birmingham, AL 35233 or 9100
Phone: (205) 939-5423
Fax: (205) 975-1941
Email: thoward@peds.uab.edu
R. Rodney Howell, M.D.
Chair
Advisory Committee on Heritable Disorders
and Genetic Diseases in Newborns and
Children
National Institutes of Health, NICHD
6100 Executive Boulevard
Room 4A05, MSC 7510
Bethesda MD 20892-7510
Phone: (301) 451-2138
Fax: (301) 480-4520
Email: howellr@mail.nih.gov
Celia I. Kaye, M.D., Ph.D.
Senior Associate Dean, Education
University of Colorado School of Medicine
4200 East Ninth Avenue, C299
Denver, CO 80262
Phone: (303) 315-0567
Fax: (303) 315-3036
Email: celia.kaye@uchsc.edu
Alex R. Kemper, M.D., M.P.H, M.S.
Director, Program on Pediatric Health
Services Research
Department of Pediatrics and Duke Clinical
Research Institute
Duke University
P.O. Box 17969
Durham, NC 27715
Phone: (919) 668-8038
Fax: (919) 668-7058
Email: kempe006@mc.duke.edu
Christopher A. Kus, M.D., M.P.H.
Pediatric Director
Division of Family Health
New York State Department of Health
P.O. Box 509
Albany, NY 12201-0509
Phone: (518) 474-6968
Fax: (518) 473-2015
Email: cak03@health.state.ny.us
Jennifer Kraszewski, M.P.H.
Public Health Fellow
Association of Schools of Public Health
Health Resources and Services
Administration
5600 Fishers Lane, Room 8-103
Rockville, MD 20857
Phone: (301) 443-7031
Fax: (301) 443-6725
Email: jkraszewski@hrsa.gov
Kelly Leight, J.D.
Executive Director
CARES Foundation
2414 Morris Avenue, Suite 110
Union, NJ 07083
Phone: (973) 912-3895
Fax: (973) 912-8990
Email: kelly@caresfoundation.org
Jill Levy-Fisch
President
Save Babies Through Screening Foundation
205 Delhi Road
Scarsdale, NY 10583
Phone: (914) 588-1127
Email: jf2545@aol.com
Carmen B. Lozzio, M.D., FACMG
Department of Medical Genetics
Graduate School of Medicine
University of Tennessee
1930 Alcoa Highway Suite 435
Knoxville, TN 37920
Phone: (865) 544-9031
Fax: (865) 544-6675
Email: clozzio@mc.utmck.edu
Marie Mann, M.D., M.P.H.
Deputy Chief, Genetic Services Branch
DSCSHN
Maternal and Child Health Bureau
Health Resources and Services
Administration
5600 Fishers Lane, Room 18A-19
Rockville, MD 20857
Phone: (301) 443-4925
Fax: (301) 443-8604
Email: mmann@hrsa.gov
Scott D. McLean, M.D., COL, MC, USA
Chief, Medical Genetics
Clinical Genetics Consultant to the Army
Surgeon General
San Antonio Military Medical Centers –
BAMC/WHMC
Phone: (210) 292-7750
Fax: (210) 292-7902
Email: scott.mclean@lackland.af.mil
Julie Miller
Manager, Newborn Screening/Genetics
Program
Nebraska State Health Department
PO Box 95044
Lincoln, NE 68509-5044
Phone: (402) 471-6733
Fax: (402) 471-1863
Email: julie.Miller@hhss.ne.gov
Richard Parad, M.D., M.P.H.
Department of Newborn Medicine
Brigham and Women's Hospital
Harvard Medical School
75 Francis Street, CWN, Room 418
Boston, MA 02115
Phone: (617) 732-7371
Fax: (617) 278-6983
Email: rparad@partners.org
Michele Lloyd-Puryear, M.D., Ph.D.
Chief, Genetic Services Branch DSCSHN
Maternal and Child Health Bureau
Health Resources and Services
Administration
5600 Fishers Lane, Room 18A-19
Rockville, MD 20857
Phone: (301) 443-1080
Fax: (301) 443-8604
Email: mpuryear@hrsa.gov
Derek Robertson, M.B.A., J.D.
Consumer/Healthcare Consultant
8775 Centre Park Drive, Suite 701
Columbia, MD 21045
Email: drobby1@aol.com
Jill Shuger, M.S.
Project Officer, Regional Genetic
and
Newborn Screening Services Collabortives
Genetic Services Branch DSCSHN
Maternal and Child Health Bureau
Health Resources and Services
Administration
5600 Fishers Lane, Room 18A-19
Rockville, MD 20857
Phone: (301) 443-1080
Fax: (301) 443-8604
Email: jshuger@hrsa.gov
Rani Singh, Ph.D.
Department of Human Genetics
Emory University
2165 North Decatur Road
Decatur, GA 30033
Phone: (404) 778-8519
Fax: (404) 778-8519
Email: Rsingh@genetics.emory.edu
Bonnie Strickland, Ph.D.
Acting Division Director
Division of Services for Children with
Special Health Needs
Maternal and Child Health Bureau
Health Resources and Services
Administration
5600 Fishers Lane, Room 18A-25
Rockville, MD 20857
Phone: (301) 443-2350
Fax: (301) 443-8604
bstrickland@hrsa.gov
Sonia Suter, M.S., J.D.
Associate Professor of Law
George Washington University
2000 H Street, N.W.
Washington, |