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System
name: Health Professions Planning and
Evaluation, HHS/ HRSA/OA.
Security classification:
None.
System location:
- This
system of records is an umbrella system comprising
separate sets of records located either in
the organizations responsible for conducting
evaluations or at the sites of programs or
activities under evaluation. Locations include
the Health Resources and Services Administration
(HRSA) facilities in Rockville, Maryland,
or facilities of contractors of HRSA. Write
to the System Manager for a list of current
locations.
Categories of individuals
covered by the system: Health professionals
and students in the various health professions.
Physicians, dentists, pharmacists, optometrists,
podiatrists, veterinarians, public health personnel,
audiologists, speech pathologists, health care
administration personnel, nurses, allied health
personnel, medical technologists, chiropractors,
clinical psychologists, and other health personnel
may be included.
Categories of records
in the system: Name, address, health
profession, education history, academic grades,
employment history, nationality, race, ethnicity,
economic background, and sex. The specific data
items collected and maintained are determined
by the needs of the individual project.
Authority for maintenance
of the system: Authority is found in
the following sections of the Public Health
Service Act; Title III, Part D, Primary Health
Care, (42 U.S.C. 245b); Title VII, Health Research
and Training Facilities and Training of Professional
Health Personnel, (42 U.S.C. 292); Title VIII,
Nurse Education, (42 U.S.C. 296k); and Title
XXVI, (42 U.S.C. 300ff-il); section 241 (42
U.S.C. 238); and section 301 (42 U.S.C. 241)
Authority is also found in section 401 of the
Health Care Quality Improvement Act of 1986
(42 U.S.C. 11101 note)
Purpose(s):
The Health Resources and Services
Administration uses various records in this
system to identify problems in the health care
training and delivery systems to plan programs
to correct those problems, and to evaluate the
effectiveness of the resultant programs. The
agency assesses the current supply of health
professionals and predicts the supply needs
of the future. The agency determines nationwide
requirements as well as the needs of specific
areas. The agency also collects data on the
educational system which supplies health professionals
and on specific health education programs. The
data are used to develop and test new methods
of training and utilizing health professionals.
Routine uses of records
maintained in the system, including categories
of users and the purposes of such uses:
- Disclosure
may be made to a congressional office from
the record of an individual in response to
a verified inquiry from the congressional
office made at the written request of that
individual.
- A
record may be disclosed for a research purpose,
when theDepartment:
(a) Has determined that the use or disclosure
does not violate legal or policy limitations
under which the record was provided, collected,
or obtained; (b) Has determined that the research
purpose (1) cannot be reasonably accomplished
unless the record is provided in individually
identifiable form, and (2) warrants the risk
to the privacy of the individual that additional
exposure of the record might bring; (c) Has
required the recipient to--(l) establish reasonable
administrative, technical, and physical safeguards
to prevent
unauthorized use or disclosure of the record,
(2) remove or destroy the information that
identifies the individual at the earliest
time at which removal or destruction can be
accomplished consistent with the purpose of
the research project, unless the recipient
has presented adequate justification of a
research or health nature for retaining such
information, and (3) make no further use or
disclosure of the record except--(A) in emergency
circumstances affecting the health or safety
of any individual, (B) for use in another
research project, under these same conditions,
and with written authorization of the Department,
(C) for disclosure to a properly identified
person for the purpose of an audit related
to the research project, if information that
would enable research subjects to be identified
is removed or destroyed at the earliest opportunity
consistent with the purpose of the audit,
or (D) when required by law; and (d) Has secured
a written statement attesting to the recipient’s
understanding of, and willingness to abide
by these provisions.
-
Disclosure may be made to HHS contractors
and their staff, in order to accomplish any
of the purposes of the system of records.
The recipients are required to protect such
records from improper disclosure and to maintain
Privacy Act safeguards.
- The
Department may disclose information from this
system of records to the Department of Justice,
or to a court or other tribunal, when (a)
HHS, or any component thereof; or (b) Any
HHS employee in his or her official capacity;
or (C) Any HHS employee in his or her individual
capacity where the Department of Justice (or
HHS, where it is authorized to do so) has
agreed to represent the employee; or (d) The
United States or any agency thereof where
HHS determines that the litigation is likely
to affect HHS or any of its components,is
a party to litigation or has an interest in
such litigation, and HHS determines that the
use of such records by the Department of Justice,
the court or other tribunal is relevant and
necessary to the litigation and would help
in the effective representation of the governmental
party, provided, however, that in each case,
HHS determines that such disclosure is compatible
with the purpose for which the records were
collected.
Policies and practices
for storing, retrieving, accessing, retaining,
and disposing of records in the system:
-
Storage: File folders, magnetic tape, card
files, microfilm, microfiche, and disk storage.
The needs of each project determine the types
of storage actually used.
- Retrievability:
By name. In some instances an assigned number
may be used to retrieve records.
- Safeguards:
-
Locked building, locked rooms, locked
file cabinets, personnel screening, locked
computer rooms and computer tape vault,
guard service, password protection of
automated records and limited access to
only authorized personnel may be used.
Particular safeguards are selected as
appropriate to the type of records included
in each project. Authorized personnel
are generally limited to contractor personnel
directly involved in data collection,
compilation, and analysis. (Safeguards
are in accordance with Part 6, ADP Systems
Security, of the Department’s Information
Resources Management Manual, with Chapter
45-13, Safeguarding Records Contained
in Systems of Records, of the Department’s
General Administration Manual, and with
supplementary Chapter PHS.hf: 45-13.)
Retention and disposal: The
contractor removes personal identifiers and
destroys the records when they are no longer
needed, as appropriate to the specific project.
(Records may be retired to a Federal Records
Center and subsequently disposed of in accordance
with the Records Control Schedule of the Health
Resources and Services Administration.) You
may obtain a copy of the disposal standard for
a particular project by writing to the System
Manager.
System manager(s) and
address:
- Deputy
Director, Division of Information and Analysis,
Office of Planning, Evaluation and Legislation,
HRSA, 5600 Fishers Lane, Room14-36,Rockville,
MD 20857.
Notification procedure:
To determine if you are the subject
of a record, contact the System Manager and
provide suitable identification and, if possible,
information about the specific project.
Record access procedures:To
obtain access to your record, contact the System
Manager and provide suitable identification,
a reasonable description of the record and,
if possible, information about the specific
project. You may also request a list of accountable
disclosures that have been made of your record.
Contesting record
procedures:To correct your record,
contact the System Manager and provide
-
suitable identification,
-
a reasonable description of the record,
- the
specific information you want corrected, and
- a
precise description of the correction, with
supporting justification. The right to contest
records is limited to information which is
incomplete, irrelevant, or untimely (obsolete).
Record source categories:
Subject individuals, State and local
health departments, other health providers,
health professions schools, and health professions
associations may provide information depending
on the individual project involved.
Systems exempted from
certain provisions of the act: None.
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