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Addressing Racial and Ethnic Disparities in the Context of
Medicaid Managed Care: A Six-State Demonstration Project

Findings - Overview


All of the plans were able to obtain data on race/ethnicity from their state Medicaid programs and link that information to either membership files or HEDIS data analysis files. This linkage allowed all of the plans to generate quality of care reports stratified by race/ethnicity.

The plans varied somewhat in the data available for analysis at baseline. As indicated in Table 2 below, most of the plans waited until calendar year 2002 (reporting year 2003) data were available in May or June of 2003 and used those data for baseline analyses. Three plans did not analyze data according to standard HEDIS definitions, but were able to use the race/ethnicity data to generate stratified quality of care reports in “HEDIS-like” format. Conceptually, the measures in these analyses were very similar to HEDIS measures, focusing on measures of breast and cervical cancer screening rates, prenatal care visit rates, and laboratory testing rates for patients with diabetes. The option of using “HEDIS-like” measures allowed greater flexibility for plans to focus attention on clinical areas that have previously been identified as important, and allowed participation by plans that were not yet NCQA-accredited and not routinely participating in HEDIS.

 

Data Source for Baseline Analyses Number of Plans
HEDIS 2002 (Reporting year 2003) 10
“HEDIS-Like” Data 3

Table 2. Baseline Data Sources

 

All but one of the plans identified at least one significant disparity in these baseline analyses. (In that plan, an apparent disparity turned out to be a problem in accuracy of claims data at some clinic sites.) In 10 of the 12 plans finding a disparity, more than one disparity was identified. The pattern of baseline disparities is summarized in Table 3. (The absence of a check mark in a box does not necessarily mean that data were analyzed and no disparity found – as indicated earlier, some plans did not analyze all of the HEDIS measures at baseline.)

 

 

HEALTH PLAN

HEDIS MEASURE (OR SIMILAR CLINICAL AREA)

A

B

C

D

E

F

G

H

I

J

K

L

M

HBA1C Testing

  +

+

   

+

+

+

         

HBA1C Control

+

+

 

+

+

+

             

LDL-C Testing

 

+

+

 

+

+

             

LDL-C Control

+

+

 

+

 

+

             

Retinal Eye Exam

                         

Adult Access to Care

       

+

               

Well Child Care

     

+

             

+

 

Prenatal Care

                   

+

   

Postnatal Care

     

+

           

+

   

Cervical Cancer Screening

                       

+

Breast Cancer Screening

                       

+

CAHPS Smoking

         

+

+

+

         

Asthma-Appropriate
Medication Use

     

+

       

+

       

Table 3. Pattern of Baseline Disparities by Plan

 

The plans, in collaboration with their state Medicaid programs and with project staff and consultants, developed QI projects and specific objectives for those projects with regard to reduction or elimination of at least one of the disparities. As shown in Table 4, the projects varied in terms of target clinical condition, specific HEDIS measure(s), and nature of the QI intervention(s). No two interventions were exactly alike, although there was explicit collaboration among plans in one of the States so that those projects were much more similar to each other than was the case elsewhere in the project.

 

Health Plan

HEDIS
Measure(s)

Clinical Target

QI Project(s)

A

HbA1C & LDL-C control.

Increase HbA1C &
LDL-C control rates for African-American members by 5%.

Developed a diabetes registry & physician profiles.

Requested physicians use standardized diabetes flow sheets for medical record documentation.

Established a mechanism for obtaining lab results (HbA1c, LDL-C) from hospitals to improve data completeness.

Established a diabetes management program.

B

Comprehensive Diabetes Measures.

Improve HEDIS diabetes measures for African- American members by 2.5% overall.

Members enrolled in diabetes DM program from 6 practice sites invited to participate in the Diabetes Navigator Program.

Established physician profiles and implemented educational reminders for physicians regarding ADA Standards of Care.

Members received a series of educational tools and reminders regarding diabetes standards of care.

“Supermarket tours” for members at high-risk.

C

HbA1C & LDL-C Testing.

Increase HbA1C testing rate from 68.9% to 71%;

Increase LDL-C testing rate from 70.6% to 73%.

Used Active Health System to send reminders to providers & members.

Identified issues with lab vendor regarding receipt of lab data.

Conducted diabetes case management and outreach activities.

D

HBA1C & LDL-C Control.

Increase the proportion of African-American and Hispanic members with HBA1C and LDL levels in good control.

Supplemented existing Diabetes Disease Management Program activities:

Collaboration with a local health coalition to promote Diabetes Detection;

Shared aggregate data with physicians and provided information packets that included race/ethnicity statistics & culturally appropriate information on nutrition;

Conducted targeted member outreach & developed educational materials that included race/ethnic information related to diabetes.

E

Adult Access to Preventive/
Ambulatory Care;

HbA1c and
LDL-C Screening.

Increase visits for Preventative and Ambulatory Services, and HbA1c and LDL-C Diabetic measures in the
African-American/ Hispanic population.

Achieve 50th percentile Medicaid benchmark rates.

Provider Data Sharing Program.

Promotion of the Diabetic Control Network for all eligible enrollees.

Interventions targeting Hispanic & African-American members including health promotion and outreach activities.

CME programs; cultural competency educational events.

Active Disease/Case Management Programs.

F

HbA1C testing;
LDL-C screening;
CAHPS – Advise to Quit Smoking.

Increase percentage of African-American members who receive HbA1C and LDL-C testing by 10%;
Increase percent of members advised to quit smoking by 10%.

Collaboration with local African- American Health Coalition to send targeted mailings to members covering 4 health topics.

G

CAHPS- Advise to Quit Smoking.

HBA1c testing.
LDL-C screening.

Increase rate of
HBA1c testing
LDL-C screen in African- American members with diabetes.

Collaboration with local African-American Health Coalition to send targeted mailings to members covering 2 health topics.

H

HBA1c testing.

Increase rate of HBA1c testing in African-American members with diabetes.

Collaboration with local African-American Health Coalition to send targeted mailings to members covering 2 health topics.

I

Asthma Measures-
A ppropriate Medications.

Improve HEDIS rates for African-American members to NCQA 2002 50th percentile scores for asthma (60.8%).

Developed a Home Visiting Program for members with asthma that included member incentives for participation.

Established relationships with local community-based organizations.

Conducted an Asthma provider training.

Members Health fairs.

J

Prenatal and Postpartum Care.

Increase proportion of postpartum visits occurring within HEDIS specifications for Hispanic/Spanish speaking members.

On-site visits to Community Health Clinics to identify best practices in providing prenatal care.

Implementation of rapid cycle improvement projects in clinic settings.

Development of database to include prenatal and postpartum care for member outreach.

K

Prenatal &
Postpartum Care.

Increase the % of African-American and Hispanic pregnant women receiving prenatal visits within 2 weeks after enrollment;

Decrease the number of antepartum hospital admissions;

Prospectively identify high risk mom’s to be;

Increase prenatal class attendance by 20%.

Conducted medical record reviews to assess prenatal and antepartum care

Hired a Social Worker to work with high-risk members.

Contracted with Matria Healthcare, Inc. to complete high-risk assessments.

L

HEDIS-like measures for Well Child Visits.

HEDIS measures of Well Child Visits & Childhood Immunizations.

Increase rates of HEDIS Well Child Visits and Immunizations for Hispanic members.

Developed a culturally appropriate reminder postcard for Hispanic/Spanish-speaking members.

M

Breast & Cervical Cancer Screening.

Increase HEDIS cervical and breast cancer screening rates for Native American members by 3% annually.

Reviewed accuracy of claims/encounter data.

Established process measures to improve data accuracy/ submission.

Initiated contacts with local community agencies.

Table 4.  Summary of QI Projects

 

Effects of QI Initiatives on Disparities

Nine of the thirteen plans were able to implement their QI projects and carry through to at least some form of follow-up evaluation. For most of the plans, the follow-up analysis came in the form of follow-up HEDIS analyses and reports (usually 2004 reports for the 2003 year). For one of the plans, follow-up analyses involved measures and data from quarterly or monthly reports on events like prenatal care visits, childhood immunizations, or laboratory tests for members with diabetes. These analyses were useful to indicate whether or not a QI project was “on track” but the plan doing these analyses generally viewed them as interim analyses rather than a final assessment of project success.

Of the eight plans reporting follow-up data that had a disparity at baseline, it appears that two (E, L) made clear progress toward the goal of reducing or eliminating disparities observed at baseline, and three other plans (B, C, I) made measurable improvements in quality of care for the target minority population without necessarily reducing or eliminating a disparity.

Only three plans (F, G, H) saw little or no change in disparity in follow-up analyses. In four plans (A, D, K, M) the short time frame of the project did not allow for quantitative follow-up analyses. (The scope of the project did not allow for detailed analysis of reasons for the relative success of different projects; such an analysis would probably require a larger sample of projects in order to make comparisons.)

In three health plans (A, J, M), it became clear that an apparent disparity at baseline was at least partially a function of data completeness and accuracy and not necessarily a reflection of a true disparity in quality. Two of these plans (A, M) made improvements in the data collection and reporting process, and in both cases, the apparent disparity was still seen in the more accurate reports. The time taken to improve the data collection and analysis processes inevitably delayed the design and implementation of QI efforts, but even in these two instances, the plans made significant progress on the path toward quality improvement and disparity reduction by improving their measurement processes. Preliminary results of the effects of QI initiatives in those two plans will not be available until late fall of 2004 (after the publication date of this report).

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